SEC Form 3 · accession 0000807249-16-000381
GRIFFON CORP · GFF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
GAMCO INVESTORS, INC. ET AL
10% Owner
Mario J Gabelli
10% Owner
GGCP, INC.
10% Owner
Associated Capital Group, Inc.
10% Owner
Period of report
May 4, 2016
Accepted (ET)
May 12, 2016 · 3:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 4,000 | D | ||
| Common StockF2 | holding | — | — | — | 5,019 | I | By: Gabelli Securities, Inc. | |
| Common StockF2 | holding | — | — | — | 6,000 | I | By: MJG-IV Limited Partnership | |
| Common StockF2 | holding | — | — | — | 6,500 | I | By: Investment Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are owned by Associated Capital Group, Inc.
- F2GAMCO Investors, Inc. and Associated Capital Group, Inc. have less that a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.