SEC Form 4 · accession 0001173479-15-000003
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Arthur G Altschul Jr.
Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 6, 2015 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2015 | S | 1,000 | $34.88 | D | 54,703 | I | TTEE/Beneficiary |
| Common StockF1 | Jul 2, 2015 | S | 5,000 | $34.7005 | D | 59,703 | I | TTEE/Beneficiary |
| Common StockF3 | holding | — | — | — | 19,408 | I | Trust Beneficiary | |
| Common StockF2 | holding | — | — | — | 28,720 | I | TTEE | |
| 5.95% Series B PreferredF1 | holding | — | — | — | 66,400 | I | TTEE/Beneficiary | |
| 5.95% Series B PreferredF2 | holding | — | — | — | 4,000 | I | TTEE |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Director is the trustee and a beneficiary of various trusts.
- F2Director is a trustee of various trusts. He disclaims any beneficial ownership of these shares.
- F3Director is the beneficiary of a trust.