SEC Form 4/A · accession 0001173479-15-000004
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Arthur G Altschul Jr.
Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 7, 2015 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4,F1 | Jul 1, 2015 | S | 1,000 | $34.88 | D | 64,703 | I | TTEE/Beneficiary |
| Common StockF1 | Jul 2, 2015 | S | 5,000 | $34.7005 | D | 59,703 | I | TTEE/Beneficiary |
| Common StockF3 | holding | — | — | — | 19,408 | I | Trust Beneficiary | |
| Common StockF2 | holding | — | — | — | 28,720 | I | TTEE | |
| 5.95% Series B Preferred StockF1 | holding | — | — | — | 66,400 | I | TTEE/Beneficiary | |
| 5.95% Series B Preferred StockF2 | holding | — | — | — | 4,000 | I | TTEE |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Director is the trustee and a beneficiary of various trusts.
- F2Director is a trustee of various trusts. He disclaims any beneficial ownership of these shares.
- F3Director is the beneficiary of a trust.
- F4The total amount of securities beneficially owned following the reported transaction was 64,703 not 54,703--the original form 4 filing contained a typo.
Remarks
Amended filing due to typo. Number of shares held after 7/1/2015 transaction was 64,703, not 54,703.