SEC Form 5 · accession 0000040417-17-000015
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John D Gordan III
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 9, 2017 · 1:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 30, 2016 | J | 1,052 | $31.375 | A | 11,676 | D | |
| Common StockF3 | Dec 30, 2016 | J | 326 | $31.375 | A | 3,656 | I | By Spouse |
| 5.95% Preferred Stock | holding | — | — | — | 1,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares received in payment of dividends.
- F2Includes 3,656 shares held in an IRA account.
- F3Held by wife, Catherine M.S. Gordan. I disclaim any beneficial ownership of these shares.