SEC Form 5/A · accession 0000040417-17-000025
GENERAL AMERICAN INVESTORS CO INC · GAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
John D Gordan III
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 10, 2017 · 3:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Dec 30, 2016 | J | 1,042 | $31.375 | A | 11,666 | D | |
| Common StockF4 | Dec 30, 2016 | J | 326 | $31.375 | A | 3,656 | I | By Spouse |
| 5.95% Preferrred Stock | holding | — | — | — | 1,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares received in payment of dividends.
- F2Amended to correct the amount of shares originally reported.
- F3Includes 3,656 shares held in an IRA account.
- F4Held by wife, Catherine M.S. Gordan. I disclaim any beneficial ownership of these shares.
Remarks
Amendment to correct the over statement of shares received in payment of dividends. Amount originally reported was 1,052 shares the correct amount is 1,042 shares. The amount of shares beneficially owned at end year also changed to reflect this adjustment from 11,676 shares to 11,666 shares.