SEC Form 4 · accession 0000357301-16-000018
TRUSTCO BANK CORP N Y · TRST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Scot R Salvador
Officer — EVP & CHIEF BANKING OFFICER
Period of report
Jul 27, 2016
Accepted (ET)
Jul 29, 2016 · 11:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jul 27, 2016 | M | 15,000 | $5.14 | A | 150,568 | D | |
| COMMON STOCK | Jul 27, 2016 | M | 4,430 | $5.17 | A | 154,998 | D | |
| COMMON STOCK | Jul 27, 2016 | F | 15,175 | $6.59 | D | 139,823 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION:RT-TO-BUYF1 | $5.14 | Jul 27, 2016 | M | 15,000 | A | — | Nov 15, 2021 | COMMON STOCK | 15,000 | 75,000 | D |
| OPTION:RT-TO-BUYF1 | $5.17 | Jul 27, 2016 | M | 4,430 | A | — | Nov 20, 2022 | COMMON STOCK | 4,430 | 43,501 | D |
Explanation of responses
- F1Award vests in equal installments from the first through fifth year following the award date.
Remarks
ADDITIONAL SHARES ACQUIRED BY REPORTING PERSON'S PARTICIPATION IN DIVIDEND REINVESTMENT AND/OR EMPLOYEE BENEFIT PLAN WITH DIVIDEND REINVESTMENT FEATURE.