SEC Form 4/A · accession 0000357301-16-000019
TRUSTCO BANK CORP N Y · TRST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Scot R Salvador
Officer — EVP & CHIEF BANKING OFFICER
Period of report
Jul 27, 2016
Accepted (ET)
Aug 2, 2016 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357301
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION:RT-TO-BUYF3,F1 | $5.14 | Jul 27, 2016 | M | 15,000 | D | — | Nov 15, 2021 | COMMON STOCK | 15,000 | 45,000 | D |
| OPTION:RT-TO-BUYF3,F2 | $5.17 | Jul 27, 2016 | M | 4,430 | D | — | Nov 20, 2022 | COMMON STOCK | 4,430 | 34,641 | D |
Explanation of responses
- F1Award vests in equal installments from the first through fifth year following the award date, beginning on November 15, 2012.
- F2Award vests in equal installments from the first through fifth year following the award date, beginning on November 20, 2013.
- F3The original Form 4 filed on July 29, 2016 is amended by this Form 4 amendment to clarify the disposition of options upon exercise and correctly reflect the reporting person's beneficial ownership of derivative securities.