SEC Form 4 · accession 0001179110-17-012458
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John Ladowicz
Director
Period of report
Sep 18, 2017
Accepted (ET)
Sep 19, 2017 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF1 | Sep 18, 2017 | S | 4,500 | $12.15 | D | 267,677 | I | IRA |
| Old Second Bancorp, Inc. Common Stock | Sep 18, 2017 | S | 300 | $12.11 | D | 272,177 | I | IRA |
| Old Second Bancorp, Inc. Common Stock | Sep 18, 2017 | S | 600 | $12.10 | D | 272,477 | I | IRA |
| Old Second Bancorp, Inc. Common Stock | Sep 18, 2017 | S | 2,450 | $12.15 | D | 9,750 | I | co-trustee with spouse |
| Old Second Bancorp, Inc. Common Stock | Sep 18, 2017 | S | 350 | $12.11 | D | 12,200 | I | co-trustee with spouse |
| Old Second Bancorp, Inc. Common Stock | Sep 18, 2017 | S | 1,350 | $12.10 | D | 12,550 | I | co-trustee with spouse |
| Old Second Bancorp, Inc. Common StockF2 | holding | — | — | — | 12,146 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to Buy | $7.49 | holding | — | — | — | Feb 17, 2010 | Feb 17, 2019 | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1Included in this total are 247,650 shares held by Mr. Ladowicz in a ROTH IRA account and 20,027 shares held in Trust in an IRA account.
- F2Included in this total are 4,646 shares in Mr. Ladowicz' name outright and 7,500 shares of restricted stock units in Mr. Ladowicz' name.