SEC Form 4/A · accession 0001179110-17-012553
OLD SECOND BANCORP INC · OSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John Ladowicz
Director
Period of report
Sep 18, 2017
Accepted (ET)
Sep 21, 2017 · 10:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357173
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common StockF1 | holding | — | — | — | 256,627 | I | IRA | |
| Old Second Bancorp, Inc. Common StockF3 | holding | — | — | — | 9,750 | I | co-trustee with spouse | |
| Old Second Bancorp, Inc. Common StockF2 | holding | — | — | — | 12,146 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to Buy | $7.49 | holding | — | — | — | Feb 17, 2010 | Feb 17, 2019 | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1Included in this total are 242,200 shares held by Mr. Ladowicz in a ROTH IRA account and 14,427 shares held in Trust in an IRA account.
- F2Included in this total are 4,646 shares in Mr. Ladowicz' name outright and 7,500 shares of restricted stock units in Mr. Ladowicz' name.
- F3On the filing dated 09-18-2017, a sale of 2,450 shares was reported. That transaction was inadvertently left on a filing made on 09-19-2017. It is NOT an additional sale per this amended filing.