SEC Form 4 · accession 0001620863-17-000017
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Craig B Carney
Officer — EVP/Chief Credit Officer
Period of report
May 10, 2017
Accepted (ET)
May 12, 2017 · 1:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2017 | M | 4,000 | $15.40 | A | 16,067 | D | |
| Common Stock | May 10, 2017 | F | 1,716 | $35.88 | D | 14,351 | D | |
| Common Stock | May 10, 2017 | M | 20,000 | $17.54 | A | 34,351 | D | |
| Common Stock | May 10, 2017 | F | 9,777 | $35.88 | D | 24,574 | D | |
| Common Stock | May 10, 2017 | M | 30,000 | $14.54 | A | 54,574 | D | |
| Common Stock | May 10, 2017 | F | 12,157 | $35.88 | D | 42,417 | D | |
| Common Stock | May 10, 2017 | J | 0 | $0.00 | A | 131 | I | By Children |
| Common Stock | May 10, 2017 | J | 0 | $0.00 | A | 125 | I | By Children |
| Common Stock | May 10, 2017 | J | 0 | $0.00 | A | 115 | I | By Children |
| Common Stock | May 10, 2017 | J | 0 | $0.00 | A | 14,994 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $15.40 | May 10, 2017 | M | 4,000 | D | May 20, 2013 | May 20, 2018 | Common Stock | 4,000 | 14,351 | D |
| Option Common Stock | $17.54 | May 10, 2017 | M | 20,000 | D | May 25, 2015 | May 25, 2020 | Common Stock | 20,000 | 24,574 | D |
| Option Common Stock | $14.54 | May 10, 2017 | M | 30,000 | D | Dec 20, 2016 | Dec 20, 2021 | Common Stock | 30,000 | 42,417 | D |
Explanation of responses
- F1No transaction occurred among these shares, intended only to reflect number of shares beneficially owned.