SEC Form 4/A · accession 0001620863-17-000061
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Craig B Carney
Officer — EVP/Cheif Credit Officer
Period of report
May 10, 2017
Accepted (ET)
Jun 5, 2017 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 10, 2017 | M | 4,000 | $15.40 | A | 16,355 | D | |
| Common StockF2 | May 10, 2017 | F | 2,880 | $35.88 | D | 13,475 | D | |
| Common StockF2 | May 10, 2017 | M | 20,000 | $17.54 | A | 33,475 | D | |
| Common StockF2 | May 10, 2017 | F | 15,433 | $35.88 | D | 18,042 | D | |
| Common StockF2 | May 10, 2017 | M | 30,000 | $14.54 | A | 48,042 | D | |
| Common StockF2 | May 10, 2017 | F | 22,125 | $35.88 | D | 25,917 | D | |
| Common Stock | Jun 5, 2017 | J | 0 | $0.00 | A | 131 | I | By Children |
| Common Stock | Jun 5, 2017 | J | 0 | $0.00 | A | 125 | I | By Children |
| Common Stock | Jun 5, 2017 | J | 0 | $0.00 | A | 115 | I | By Children |
| Common Stock | Jun 5, 2017 | J | 0 | $0.00 | A | 14,994 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common StockF2 | $15.40 | May 10, 2017 | M | 4,000 | D | May 20, 2013 | May 20, 2018 | Common Stock | 4,000 | 81,000 | D |
| Option Common StockF2 | $17.54 | May 10, 2017 | M | 20,000 | D | May 25, 2015 | May 25, 2020 | Common Stock | 20,000 | 61,000 | D |
| Option Common StockF2 | $14.54 | May 10, 2017 | M | 30,000 | D | Dec 20, 2016 | Dec 20, 2021 | Common Stock | 30,000 | 31,000 | D |
Explanation of responses
- F1No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.
- F2This amendment to the reporting persons form 4 filed on May 10, 2017 corrects the number of shares disposed of or withheld, the number of shares beneficially owned in Table 1, and the number of derivative securities beneficially owned on Table 2.