SEC Form 4 · accession 0001620863-16-000149
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Thomas J Reddish
Officer — EVP & Chief Financial Officer
Period of report
Nov 29, 2016
Accepted (ET)
Dec 1, 2016 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 29, 2016 | S | 9,239 | $31.3217 | D | 51,130 | D | |
| Common StockF1 | Nov 30, 2016 | S | 2,628 | $31.4937 | D | 48,502 | D | |
| Common StockF1 | Dec 1, 2016 | S | 23,435 | $31.4047 | D | 25,067 | D | |
| Common Stock | Dec 1, 2016 | J | 0 | $0.00 | A | 16,678 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average sales price of multiple sales. Full information regarding the number of shares sold at each separate price can be made available upon request of the SEC Staff, TriCo Bancshares or any holder of TriCo Bancshares common stock.
- F2No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.