SEC Form 4/A · accession 0001620863-16-000151
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas J Reddish
Officer — EVP & Chief Financial Officer
Period of report
Nov 29, 2016
Accepted (ET)
Dec 8, 2016 · 12:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 29, 2016 | S | 9,239 | $31.3217 | D | 51,130 | D | |
| Common StockF2 | Nov 30, 2016 | S | 2,628 | $31.4937 | D | 48,502 | D | |
| Common StockF3 | Dec 1, 2016 | S | 23,435 | $31.4047 | D | 25,067 | D | |
| Common Stock | Dec 1, 2016 | J | 0 | $0.00 | A | 16,678 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average sales price of multiple sales, ranging from $31.35 to $31.45. Full information regarding the number of shares sold at each separate price can be made available upon request of the SEC staff, TriCo Bancshares or any holder of TriCo Bancshares common stock.
- F2Represents the weighted average sales price of multiple sales, ranging from $31.48 to $31.62. Full information regarding the number of shares sold at each separate price can be made available upon request of the SEC staff, TriCo Bancshares or any holder of TriCo Bancshares common stock.
- F3Represents the weighted average sales price of multiple sales, ranging from $31.45 to $31.52. Full information regarding the number of shares sold at each separate price can be made available upon request of the SEC staff, TriCo Bancshares or any holder of TriCo Bancshares common stock.
- F4No transactions occurred among these shares. Intended only to reflected number of shares beneficially owned.