SEC Form 4 · accession 0001620863-16-000099
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Michael W Koehnen
Director
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 8:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 19, 2016 | A | 1,000 | $0.00 | A | 85,500 | D | |
| Common Stock | May 23, 2016 | M | 4,000 | $25.91 | A | 89,500 | D | |
| Common Stock | May 23, 2016 | J | 0 | $0.00 | A | 8,600 | I | CF Koehnen & Sons Profit Sharing which I am a Trustee |
| Common Stock | May 23, 2016 | J | 0 | $0.00 | A | 4,400 | I | Mother which I am a Trustee |
| Common Stock | May 23, 2016 | J | 0 | $0.00 | A | 1,700 | I | By children |
| Common Stock | May 23, 2016 | J | 0 | $0.00 | A | 65,214 | I | CF Koehnen & Sons of which I am an owner |
| Common Stock | May 23, 2016 | J | 0 | $0.00 | A | 2,300 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common Stock | $25.91 | May 23, 2016 | M | 4,000 | D | May 23, 2007 | May 23, 2016 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/18/2017.
- F2No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned