SEC Form 4/A · accession 0001620863-16-000128

TRICO BANCSHARES / · TCBK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Director

Period of report

May 19, 2016

Accepted (ET)

Jun 10, 2016 · 3:58 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000356171

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 10, 2016	M	4,000	$25.91	A	88,500	D
Common Stock	Jun 10, 2016	J	0	$0.00	A	8,600	I	CF Koehnen & Sons Profit Sharing which I am a Trustee
Common Stock	Jun 10, 2016	J	0	$0.00	A	4,400	I	Mother which I am a Trustee
Common Stock	Jun 10, 2016	J	0	$0.00	A	1,700	I	By children
Common Stock	Jun 10, 2016	J	0	$0.00	A	65,214	I	CF Koehnen & Sons of which I am an owner
Common Stock	Jun 10, 2016	J	0	$0.00	A	2,300	I	By spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F3	$0.00	May 19, 2016	A	1,000	A	—	May 18, 2017	Common Stock	1,000	1,000	D
Option Common Stock	$25.91	May 23, 2016	M	4,000	D	May 23, 2007	May 23, 2016	Common Stock	4,000	0	D

F1This amended form is filed solely to report the previously reported grant of Restricted Stock Units in Table II rather than Table l and to the correct the total beneficial ownership of common stock reported in Table I.
F2No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.
F3Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/18/2017.