SEC Form 4 · accession 0000356130-16-000377
EMC INSURANCE GROUP INC · EMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jason R Bogart
Officer — Senior Vice President
Period of report
Dec 15, 2016
Accepted (ET)
Dec 16, 2016 · 3:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| EMCI Common Stock | Dec 15, 2016 | M | 2,220 | $16.27 | A | 24,672 | D | |
| EMCI Common StockF1 | Dec 15, 2016 | F | 1,731 | $30.245 | D | 22,941 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQO-RIGHT TO BUYF2 | $16.27 | Dec 15, 2016 | M | 2,220 | D | Mar 1, 2012 | Mar 1, 2021 | Common Stock | 2,220 | 15,280 | D |
Explanation of responses
- F1Price range was $30.50 - $ 30.00 for an average of $30.245
- F2Options vest in five equal annual installments (20%)beginning one year after date of grant.