SEC Form 4/A · accession 0000356130-16-000382
EMC INSURANCE GROUP INC · EMCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jason R Bogart
Officer — Senior Vice President
Period of report
Dec 15, 2016
Accepted (ET)
Dec 21, 2016 · 10:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| EMCI Common Stock | Dec 16, 2016 | M | 5,000 | $16.27 | A | 27,941 | D | |
| EMCI Common Stock | Dec 16, 2016 | F | 3,947 | $29.675 | D | 23,994 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQO-RIGHT TO BUYF1,F2 | $16.27 | Dec 16, 2016 | M | 5,000 | D | Mar 1, 2012 | Mar 1, 2021 | Common Stock | 5,000 | 10,280 | D |
Explanation of responses
- F1Option grant and exercise price adjusted to reflect 3 for 2 stock split effective June 23, 2015.
- F2Options vest in five equal annual installments (20%)beginning one year after date of grant.