SEC Form 4 · accession 0001179110-16-028595
ITERIS, INC. · ITI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Thomas N Blair
Officer — Sr. Vice President
Period of report
Aug 10, 2016
Accepted (ET)
Aug 11, 2016 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2016 | M | 12,500 | — | A | 37,168 | D | |
| Common StockF2 | Aug 10, 2016 | F | 4,243 | $3.30 | D | 32,925 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF1 | — | Aug 10, 2016 | M | 12,500 | A | Aug 10, 2016 | Aug 10, 2016 | Common Stock | 12,500 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of ITI stock. On August 10, 2016, 12,500 shares of the reporting person's restricted stock units vested and the reporting person was issued 12,500 shares of ITI common stock.
- F2Represents shares withheld to cover tax liabilities