SEC Form 4/A · accession 0001179110-16-029574
ITERIS, INC. · ITI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas N Blair
Officer — Sr. Vice President
Period of report
Aug 10, 2016
Accepted (ET)
Sep 12, 2016 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350868
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Aug 10, 2016 | M | 12,500 | D | — | — | Common Stock | 12,500 | 0 | D |
Explanation of responses
- F1On August 10, 2012, the reporting person was granted 50,000 restricted stock units, which vested in four equal installments, commencing on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of ITI stock. On August 10, 2016, the remaining 12,500 of the reporting person's restricted stock units vested and the reporting person was issued 12,500 shares of ITI common stock
Remarks
The 12,500 restricted stock units were inadvertently listed as acquired instead of disposed (under column 5) on Table II when originally filed on 08/11/2016