SEC Form 4 · accession 0001179110-16-028540
ITERIS, INC. · ITI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Greg Miner
Director
Period of report
Aug 9, 2016
Accepted (ET)
Aug 10, 2016 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2016 | M | 5,000 | $2.54 | A | 464,921 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F1,F2 | $2.54 | Aug 9, 2016 | M | 5,000 | D | — | Sep 13, 2016 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The option was immediately exercisable but vested in a series of four (4) successive equal annual installments upon Optionee's completion of each year of service over the four (4)-year period measured from the Grant date.
- F2Stock option expiring on 9/13/2016, exercising before expiration