SEC Form 4/A · accession 0001179110-16-029575
ITERIS, INC. · ITI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Greg Miner
Director
Period of report
Aug 9, 2016
Accepted (ET)
Sep 12, 2016 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 183,334 | I | By IRA | |
| Common Stock | holding | — | — | — | 19,230 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock option (right to buy)F1 | $2.54 | Aug 9, 2016 | M | 5,000 | D | — | Sep 13, 2016 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1On September 14, 2006, the reporting person was granted an option to purchase up to 5,000 shares of common stock. The option was immediately exercisable but vested in a series of four (4) equal annual installments upon reporting person's completion of each year of service over the four (4) year period measured from the grant date.
Remarks
Indirect holdings inadvertently left off of original form 4 filed on 08/10/2016. More clarification added to Table II footnote to explain the exercised stock option grant.