SEC Form 4 · accession 0001628280-15-008477
KLA CORP · KLAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Teri A. Little
Officer — SVP, GC and Secretary
Period of report
Nov 4, 2015
Accepted (ET)
Nov 6, 2015 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Restricted Stock UnitF1,F2,F3 | Nov 4, 2015 | A | 10,000 | $0.00 | A | 13,178 | D | |
| Common Stock | holding | — | — | — | 6,582 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
- F2Represents a grant of RSUs subject only to service-vesting requirements. The Reporting Person will vest in fifty percent (50%) of the RSUs on the two-year anniversary of the grant date (November 4, 2015) and an additional fifty percent (50%) on the four year anniversary of the grant date, in each case subject to the Reporting Person continuing as a service provider to KLA-Tencor through the applicable vesting date. The shares of common stock will be issued as the RSUs vest.
- F3Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.