SEC Form 4/A · accession 0001628280-16-017638
KLA CORP · KLAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Teri A. Little
Officer — SVP, GC and Secretary
Period of report
Nov 4, 2015
Accepted (ET)
Jul 19, 2016 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Restricted Stock UnitF1,F2 | Nov 4, 2015 | A | 10,000 | $0.00 | A | 23,178 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is filed to correct the vesting schedule described in footnote (2) below. Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
- F2Represents a grant of RSUs subject only to service-vesting requirements. The Reporting Person will vest twenty-five percent (25%) of the RSUs on each anniversary of the grant date (November 4, 2015), in each case subject to the Reporting Person continuing as a service provider through the applicable vesting date. The shares of common stock will be issued as the RSUs vest.