SEC Form 4 · accession 0000899243-16-030952
RR Donnelley & Sons Co · RRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Terry D Peterson
Officer — See Remarks
Period of report
Oct 1, 2016
Accepted (ET)
Oct 4, 2016 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2016 | A | 0 | $0.00 | A | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Terry D. Peterson has been awarded restricted stock units ("RSUs") with a value of $1,300,000. The number of shares of common stock owned does not reflect ownership of RSUs because the number of RSUs will be determined based on a ten trading day value weighted average price of R. R. Donnelley & Sons Company ("RRD") common stock following the date of grant. Mr. Peterson's RSUs will vest on the following schedule: $300,000 worth of RSUs on the first anniversary of the date of grant, $500,000 worth of RSUs on the second anniversary of the date of grant, and $500,000 worth of RSUs on the third anniversary of the date of grant. The Reporting Person will amend this Form 4 when such information is available.
Remarks
Executive Vice President and Chief Financial Officer