SEC Form 4/A · accession 0000899243-16-031882
RR Donnelley & Sons Co · RRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Terry D Peterson
Officer — See Remarks
Period of report
Oct 1, 2016
Accepted (ET)
Oct 18, 2016 · 7:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2016 | A | 59,634 | $0.00 | A | 59,634 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person is filing an amendment to his Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, Terry D. Peterson was awarded restricted stock units ("RSUs") with a value of $1,300,000. Such grant represents 59,634 RSUs calculated based on the ten trading day volume weighted average price of R. R. Donnelley & Sons Company common stock following the date of grant. Mr. Peterson's RSUs will vest on the following schedule: $300,000 worth of RSUs (13,762 RSUs) on the first anniversary of the date of grant, $500,000 worth of RSUs (22,936 RSUs) on the second anniversary of the date of grant, and $500,000 worth of RSUs (22,936 RSUs) on the third anniversary of the date of grant.
Remarks
Executive Vice President and Chief Financial Officer