SEC Form 4 · accession 0000028823-18-000008

DIEBOLD NIXDORF, Inc · DBD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — SVP, CLO and Secretary

Period of report

Feb 1, 2018

Accepted (ET)

Feb 5, 2018 · 5:48 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000028823

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares^F1,F2	Feb 1, 2018	A	14,254	$18.75	A	48,239	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Shares^F4	$18.75	Feb 1, 2018	A	35,975	A	Feb 1, 2019	Feb 1, 2028	Common Shares	35,975	35,975	D
Non-Qualified Stock Option^F3	$32.33	holding	—	—	—	Feb 5, 2016	Feb 4, 2025	Common Shares	21,397	21,397	D
Non-Qualified Stock Option^F3	$27.39	holding	—	—	—	Feb 3, 2017	Feb 2, 2026	Common Shares	24,581	24,581	D
Non-Qualified Stock Options^F3	$26.60	holding	—	—	—	Feb 8, 2018	Feb 7, 2027	Common Shares	46,875	46,875	D

F1Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.
F2Number includes restricted stock units.
F3Granted under the 1999 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
F4Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.