SEC Form 4 · accession 0001615594-15-000029
SUNation Energy, Inc. · SUNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Roger HD Lacey
Director
Period of report
Mar 17, 2015
Accepted (ET)
Mar 19, 2015 · 1:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 20,079 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right-to-Buy)F1 | $11.65 | Mar 17, 2015 | A | 24,714 | A | Mar 17, 2016 | Mar 17, 2022 | Common Stock | 24,714 | 24,714 | D |
Explanation of responses
- F1Option vests as to 25% on each of the first four anniversaries of the date of grant.