SEC Form 4/A · accession 0001615594-15-000050
SUNation Energy, Inc. · SUNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Roger HD Lacey
Director
Period of report
Mar 17, 2015
Accepted (ET)
Apr 1, 2015 · 3:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 20,079 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right-to-Buy)F2 | $11.65 | Mar 17, 2015 | A | 22,655 | A | Mar 17, 2016 | Mar 17, 2022 | Common Stock | 22,655 | 22,655 | D |
Explanation of responses
- F1Reflects all Employee Stock Purchase Plan and ESOP issuances through 3/18/2015.
- F2Option vests as to 25% on each of the first four anniversaries of the date of grant.