SEC Form 4 · accession 0001179110-16-032943
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Starks
Director
Period of report
Dec 12, 2016
Accepted (ET)
Dec 14, 2016 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2016 | M | 500,000 | $30.58 | A | 6,628,215 | D | |
| Common StockF1 | Dec 12, 2016 | F | 328,794 | $80.20 | D | 6,299,421 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $30.58 | Dec 12, 2016 | M | 500,000 | D | Dec 15, 2009 | Dec 15, 2016 | Common Stock | 500,000 | 0 | D |
Explanation of responses
- F1Shares of common stock withheld to pay the exercise price of the stock options and to pay tax withholdings. The 500,000 shares acquired upon the option exercise, net of 328,794 shares used to pay exercise price and taxes, resulted in 171,206 shares that were retained.
- F2Fully vested at the time of filing.