SEC Form 4 · accession 0001179110-15-016615
ST JUDE MEDICAL, LLC · STJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Starks
Officer — Chairman, CEO & President · Director
Period of report
Dec 17, 2015
Accepted (ET)
Dec 21, 2015 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000203077
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 17, 2015 | M | 10,108 | — | A | 6,122,471 | D | |
| Common StockF2 | Dec 17, 2015 | F | 4,575 | $61.06 | D | 6,117,896 | D | |
| Common StockF1 | Dec 17, 2015 | M | 9,693 | — | A | 6,127,589 | D | |
| Common StockF3 | Dec 17, 2015 | F | 4,387 | $61.06 | D | 6,123,202 | D | |
| Common StockF1 | Dec 17, 2015 | M | 9,158 | — | A | 6,132,360 | D | |
| Common StockF4 | Dec 17, 2015 | F | 4,145 | $61.06 | D | 6,128,215 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F5 | — | Dec 17, 2015 | M | 10,108 | D | Dec 17, 2013 | — | Common Stock | 20,216 | 10,108 | D |
| Restricted Stock UnitsF1,F5 | — | Dec 17, 2015 | M | 9,693 | D | Dec 17, 2014 | — | Common Stock | 29,019 | 19,385 | D |
| Restricted Stock UnitsF1,F5 | — | Dec 17, 2015 | M | 9,158 | D | Dec 17, 2015 | — | Common Stock | 36,632 | 27,474 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F210,108 shares of restricted stock vested on December 17, 2015. 4,575 shares were used to pay taxes and 5,533 shares were released.
- F39,693 shares of restricted stock vested on December 17, 2015. 4,387 shares were used to pay taxes and 5,306 shares were released.
- F49,158 shares of restricted stock vested on December 17, 2015. 4,145 shares were used to pay taxes and 5,013 shares were released.
- F5The restricted stock units will vest 25% on December 17th annually beginning the date shown.