SEC Form 4 · accession 0000899243-17-028774
Core Natural Resources, Inc. · CNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John Rothka
Officer — Chief Accounting Officer
Period of report
Dec 12, 2017
Accepted (ET)
Dec 14, 2017 · 8:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001710366
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2 | Dec 12, 2017 | A | 2,515 | $0.00 | A | 2,538 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of 2,515 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which will vest annually in equal installments over a period of three years beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F2Includes shares of Issuer common stock received in an exempt transaction pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended, in connection with the legal and structural separation of Issuer from CNX Resources Corporation. Of the 2,538 reported shares, 2,515 are restricted stock units (including dividend equivalent rights).