SEC Form 4/A · accession 0000899243-17-028953
Core Natural Resources, Inc. · CNR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John Rothka
Officer — Chief Accounting Officer
Period of report
Dec 12, 2017
Accepted (ET)
Dec 18, 2017 · 11:16 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001710366
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2,F3 | Dec 12, 2017 | A | 3,353 | $0.00 | A | 3,376 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of 3,353 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which will vest annually in equal installments over a period of three years beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F2This amended Form 4 is filed solely for the purpose of correcting an administrative error in the number of shares originally reported on the Form 4 filed on December 14, 2017.
- F3Includes shares of Issuer common stock received in an exempt transaction pursuant to Rule 16a-9 of the Securities Exchange Act of 1934, as amended, in connection with the legal and structural separation of Issuer from CNX Resources Corporation. Of the 3,376 reported shares, 3,353 are restricted stock units (including dividend equivalent rights).