SEC Form 3 · accession 0001718264-17-000001
XAI Octagon Floating Rate & Alternative Income Term Trust · XFLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
XA Investments LLC
Other
Period of report
Sep 27, 2017
Accepted (ET)
Sep 29, 2017 · 11:20 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001703079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Interest | holding | — | — | — | 10,205 | D |
Table II — derivative securities
No Table II lines on this filing.