SEC Form 4 · accession 0001552781-26-000376
Neutron Holdings, Inc. · LIME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Uber Technologies, Inc
10% Owner
Period of report
Jun 30, 2026
Accepted (ET)
Jul 2, 2026 · 4:15 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001699963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2026 | C | 6,329,623 | — | A | 9,723,936 | D | |
| Common StockF2 | Jun 30, 2026 | C | 3,271,983 | — | A | 12,995,919 | D | |
| Common StockF3 | Jul 2, 2026 | C | 1,063,742 | — | A | 14,059,661 | D | |
| Common StockF4 | Jul 2, 2026 | P | 800,000 | $25.00 | A | 14,859,661 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible NotesF1 | — | Jun 30, 2026 | C | 6,329,623 | D | — | — | Common Stock | 6,329,623 | 0 | D |
| Convertible NotesF2 | — | Jun 30, 2026 | C | 3,271,983 | D | — | — | Common Stock | 3,271,983 | 0 | D |
| Series C Preferred StockF3 | — | Jul 2, 2026 | C | 1,063,742 | D | — | — | Common Stock | 1,063,742 | 0 | D |
Explanation of responses
- F1On May 7, 2020, the Issuer issued to the Reporting Person convertible notes in the aggregate principal amount of approximately $85 million (the "2020 Notes"). The 2020 Notes accrue non-compounding interest at a rate of 4.0% per annum and mature seven years following the date of issuance, unless earlier converted pursuant to their terms. At the execution of the underwriting agreement in connection with the IPO, the aggregate outstanding principal balance of the 2020 Notes plus any accrued and unpaid interest automatically converted into shares of Common Stock at a ratio based on a conversion price equal to $340.0 million plus any consideration paid by each noteholder for the 2020 Notes divided by the Issuer's fully-diluted capitalization on August 5, 2020.
- F2On October 29, 2021, the Issuer issued to the Reporting Person convertible notes in the aggregate principal amount of approximately $50 million (the "2021 Notes"). The 2021 Notes initially accrued interest at a rate of 4.0% per annum, which increased by 0.5% in April 2023, and thereafter increasing by 1.0% at every successive six month interval, up to a maximum rate of 8.0%. The 2021 Notes mature on October 29, 2026, unless earlier converted pursuant to their terms. At the execution of the underwriting agreement in connection with the IPO, the aggregate outstanding principal balance of the 2021 Notes plus any accrued and unpaid interest automatically converted into shares of Common Stock based on a conversion price equal to the lesser of (i) 80% of the IPO price per share of Common Stock and (ii) a specified valuation cap of $1.5 billion divided by the aggregate amount of fully diluted shares of Common Stock on the applicable conversion date as set forth in the 2021 Notes.
- F3Each share of the Issuer's convertible preferred stock automatically converted into one share of Common Stock upon the closing of the Issuer's initial public offering (the "IPO").
- F4Prior to the closing of the IPO, the Reporting Person distributed all of its shares to SMB Holding Corporation, a wholly-owned subsidiary, in a transaction exempt from reporting pursuant to Rule 16a-13.