SEC Form 4 · accession 0001162677-19-000017
Royale Energy, Inc. · ROYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Gregory
Director
Period of report
Jan 8, 2019
Accepted (ET)
Feb 19, 2019 · 10:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001694617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 8, 2019 | A | 35,714 | — | A | 424,046 | D | |
| Common StockF2 | holding | — | — | — | 35,000 | I | By minor son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued as compensation for services pursuant to Rule 16b3(d). Price was based on the closing market price of $0.21 per share on January 8, 2019.
- F2Mr. Gregory disclaims beneficial ownership of shares held by his minor son.