SEC Form 4 · accession 0001162677-18-000100
Royale Energy, Inc. · ROYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Gregory
Director
Period of report
Dec 4, 2018
Accepted (ET)
Dec 6, 2018 · 10:29 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001694617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 4, 2018 | A | 23,065 | — | A | 388,332 | D | |
| Common StockF2 | holding | — | — | — | 35,000 | I | By minor son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued to Mr. Gregory as compensation for services pursuant to Rule 16b-3(d). Share price was based on the weighted average price of $0.4072 per share during the period of service.
- F2Mr. Gregory disclaims beneficial ownership of shares held by his minor son.