SEC Form 4/A · accession 0001162677-18-000097
Royale Energy, Inc. · ROYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Harry Hosmer
Other
Period of report
Nov 13, 2018
Accepted (ET)
Nov 15, 2018 · 3:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001694617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2018 | S | 3,465 | $0.24 | D | 1,536,354 | I | By family trust |
| Common StockF2 | Nov 14, 2018 | S | 9,900 | $0.20 | D | 1,526,454 | I | By family trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Planned sale pursuant to Rule 10b5-1 Plan.
- F2This amendment corrects the prior report which mistakenly reported this transaction as an acquisition.