SEC Form 4/A · accession 0001162677-18-000055
Royale Energy, Inc. · ROYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jonathan Gregory
Director
Period of report
Jul 18, 2018
Accepted (ET)
Jul 30, 2018 · 3:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001694617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 18, 2018 | D | 10,000 | $0.42 | D | 395,267 | D | |
| Common StockF3 | holding | — | — | — | 35,000 | I | By minor son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Exempt sale pursuant to Rule 10b5-1.
- F2Corrects number of shares beneficially owned.
- F3Mr. Gregory disclaims ownership of shares held by his minor son.