SEC Form 4/A · accession 0001162677-18-000054
Royale Energy, Inc. · ROYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael McCaskey
Director
Period of report
Jul 23, 2018
Accepted (ET)
Jul 30, 2018 · 2:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001694617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 23, 2018 | S | 10,000 | $0.42 | D | 4,179,726 | I | By family partnership |
| Common StockF2,F1 | Jul 24, 2018 | S | 10,000 | $0.043 | D | 4,169,726 | I | By family partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Corrects amount beneficially owned following transaction
- F2Corrects per share price of stock sold from $0.42 to $0.43.
- F3Exempt sale pursuant to Rule 10b5-1.