SEC Form 4 · accession 0001225208-17-015187
SenesTech, Inc. · SNES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Andrew Altman
Officer — Chief Operating Officer
Period of report
Sep 19, 2017
Accepted (ET)
Sep 21, 2017 · 8:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001680378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 19, 2017 | M | 5,000 | $0.00 | A | 25,000 | D | |
| Common Stock | Sep 19, 2017 | F | 1,888 | $1.76 | D | 23,112 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Sep 19, 2017 | A | 5,000 | A | Sep 19, 2017 | Sep 19, 2017 | Common Stock | 5,000 | 5,000 | D |
| Restricted Stock UnitsF1 | $0.00 | Sep 19, 2017 | M | 5,000 | D | Sep 19, 2017 | Sep 19, 2017 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The restricted stock units are settled for shares of common stock on a one-for-one basis.
Remarks
Exhibit 24 Power of Attorney filed herewith.