SEC Form 4/A · accession 0001225208-17-016172
SenesTech, Inc. · SNES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Andrew Altman
Officer — Chief Operating Officer
Period of report
Sep 19, 2017
Accepted (ET)
Oct 10, 2017 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001680378
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 19, 2017 | M | 5,000 | $0.00 | A | 25,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Sep 19, 2017 | M | 5,000 | D | Sep 19, 2017 | Jun 19, 2020 | Common Stock | 5,000 | 55,000 | D |
Explanation of responses
- F1The restricted stock units are settled for shares of common stock on a one-for-one basis.
- F2Date at which first vesting occurs is indicated. One-twelfth of the total restricted stock units ("RSUs") granted vests on the first vesting date and quarterly thereafter over three years of continuous service.
Remarks
This Form 4 Amendment is filed to remove the previous report of a September 19, 2017 acquisition of restricted stock units ("RSUs"), and correctly report conversion on September 19, 2017 of the vested portion of previously-acquired RSUs that were acquired on June 19, 2017.