SEC Form 4 · accession 0001209191-17-064088
Trade Desk, Inc. · TTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jeffrey Terry Green
Officer — President and CEO · Director · 10% Owner
Period of report
Dec 1, 2017
Accepted (ET)
Dec 5, 2017 · 8:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 1, 2017 | A | 36,297 | $0.00 | A | 135,697 | D | |
| Class A Common StockF2 | Dec 1, 2017 | F | 3,953 | $48.00 | D | 131,744 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $48.00 | Dec 1, 2017 | A | 73,066 | A | — | Dec 1, 2027 | Class A Common Stock | 73,066 | 73,066 | D |
| Employee Stock Option (Right to Buy)F4 | $52.80 | Dec 1, 2017 | A | 2,083 | A | — | Dec 1, 2022 | Class A Common Stock | 2,083 | 2,083 | D |
Explanation of responses
- F1Represents restricted stock with a vesting commencement date ("VCD") of December 1, 2017, and which vests as to one-fourth of the granted shares on each anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
- F2The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a Restricted Stock Award granted December 23, 2016.
- F3The option was granted on December 1, 2017, the vesting commencement date ("VCD"). The option vests over four years in increments on each monthly anniversary of the VCD according to the following schedule: an aggregate of 18,780 shares will vest during each of the calendar years 2018, 2019 and 2020 and an aggregate of 16,726 shares will vest during calendar year 2021, in each case, subject to continued employment with the Issuer through the applicable vesting dates.
- F4The option was granted on December 1, 2017, with a VCD of December 1, 2020. The option vests over one year in increments on each monthly anniversary of the VCD according to the following schedule: an aggregate of 2,083 shares will vest during calendar year 2021, subject to continued employment with the Issuer through the applicable vesting dates.