SEC Form 4 · accession 0001127602-17-025657
Cardtronics plc · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Timothy John Halford
Officer — Managing Director UK & Ireland
Period of report
Aug 13, 2017
Accepted (ET)
Aug 15, 2017 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 13, 2017 | M | 795 | — | A | 795 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Aug 13, 2017 | F | 705 | D | — | — | Common Stock | 705 | 10,894 | D |
| Restricted Stock UnitsF1,F2 | — | Aug 13, 2017 | M | 795 | D | — | — | Common Stock | 795 | 10,099 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F2Mr. Halford was granted 6,000 restricted stock units on August 8, 2013 upon joining the Company. One-quarter of units convert to shares of common stock on each of the first four anniversary dates of the grant.