SEC Form 4/A · accession 0001127602-17-025760
Cardtronics plc · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Timothy John Halford
Officer — Managing Director UK & Ireland
Period of report
Aug 13, 2017
Accepted (ET)
Aug 16, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 13, 2017 | M | 530 | — | A | 530 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2,F4 | — | Aug 13, 2017 | F | 470 | D | — | — | Common Stock | 470 | 11,129 | D |
| Restricted Stock UnitsF5,F2,F4 | — | Aug 13, 2017 | M | 530 | D | — | — | Common Stock | 530 | 10,599 | D |
Explanation of responses
- F1Original Form 4 erroneously reported the disposition as 795 RSUs, resulting in an overstatement of the Balance following the transactions. This has been corrected with this amendment.
- F2Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F3Original Form 4 erroneously reported the disposition as 705 RSUs, resulting in an understatement of the Balance following the transactions. This has been corrected with this amendment.
- F4Mr. Halford was granted 6,000 restricted stock units on August 8, 2013 upon joining the Company. One-quarter of the units convert to shares of common stock on each of the first four anniversary dates of the grant.
- F5Original Form 4 erroneously reported the disposition as 795 RSUs, resulting in an understatement of the Balance following the transactions. This has been corrected with this amendment.