SEC Form 4 · accession 0001660690-18-000031
Versum Materials, Inc. · VSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Alejandro Daniel Wolff
Director
Period of report
Feb 8, 2018
Accepted (ET)
Feb 8, 2018 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001660690
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2018 | A | 968 | $0.00 | A | 3,931 | D | |
| Common Stock | Feb 8, 2018 | A | 2,906 | $0.00 | A | 6,837 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects deferred stock units ("DSUs") granted to the Reporting Person pursuant to the Issuer's Director Compensation Plan for service through January 30, 2018, the date of the Issuer's 2018 Annual Meeting of Stockholders, and deferred under the Issuer's Deferred Compensation Program for Directors ("DCP Plan"). Under the DCP Plan, the DSUs will be settled in common stock within 60 days of the first anniversary of the date on which the Reporting Person's service as a director ends.
- F2Reflects restricted DSUs granted to the Reporting Person for service on the Issuer's Board of Directors through the Issuer's 2019 Annual Meeting of Stockholders and deferred under the Issuer's Deferred Compensation Program for Directors ("DCP Plan"). Subject to continued service on the Board of Directors, the restricted DSUs vest on the earlier of February 8, 2019, and the date immediately prior to the Issuer's next annual meeting of stockholders, and will be settled in common stock within 60 days of the first anniversary of the date on which the Reporting Person's service as a director ends.