SEC Form 4/A · accession 0001660690-19-000002
Versum Materials, Inc. · VSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Alejandro Daniel Wolff
Director
Period of report
Feb 8, 2018
Accepted (ET)
Jan 22, 2019 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001660690
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2018 | A | 242 | $0.00 | A | 3,205 | D | |
| Common Stock | Feb 8, 2018 | A | 726 | $0.00 | A | 3,931 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed to correct information reported in the original Form 4 filed by the Reporting Person on February 8, 2018 (the "Initial Form 4"). The Initial Form 4 reported a grant of 968 deferred stock units ("DSUs") to the Reporting Person pursuant to the Issuer's Director Compensation Plan. Instead of receiving 968 DSUs as director compensation for service through January 30, 2018, the date of the Issuer's 2018 Annual Meeting of Stockholders, the Reporting Person received: (a) 242 DSUs and (b) 726 shares of common stock.
- F2Reflects DSUs granted to the Reporting Person pursuant to the Issuer's Director Compensation Plan for services through January 30, 2018, the date of the Issuer's 2018 Annual Meeting of Stockholders, and deferred under the Issuer's Deferred Compensation Program for Directors ("DCP Plan"). Under the DCP Plan, the DSUs will be settled in common stock within 60 days of the first anniversary of the date on which the Reporting Person's service as a director ends.
- F3Reflects director compensation granted to the Reporting Person pursuant to the Issuer's Director Compensation Plan for service through January 30, 2018, the date of the Issuer's 2018 Annual Meeting of Stockholders.