SEC Form 4 · accession 0001104659-16-151809
Tabula Rasa HealthCare, Inc. · TRHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Calvin H Knowlton
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Oct 21, 2016
Accepted (ET)
Oct 25, 2016 · 9:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651561
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $15.65 | Oct 21, 2016 | A | 65,000 | A | — | Oct 21, 2021 | Common Stock | 65,000 | 65,000 | D |
| Employee Stock Option (right to buy)F1 | $15.65 | Oct 21, 2016 | A | 55,000 | A | — | Oct 21, 2021 | Common Stock | 55,000 | 55,000 | I |
Explanation of responses
- F1One-third of the option award will vest on October 21, 2017 and in equal 1/36th installments each month thereafter.