SEC Form 4/A · accession 0001179110-18-000930

Tabula Rasa HealthCare, Inc. · TRHC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Oct 21, 2016

Accepted (ET)

Jan 17, 2018 · 6:33 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001651561

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F1,F2	$15.65	Oct 21, 2016	A	6,400	A	—	Oct 21, 2021	Common Stock	6,400	6,400	D
Employee Stock Option (right to buy)^F1,F2	$15.65	Oct 21, 2016	A	58,600	A	—	Oct 21, 2026	Common Stock	58,600	58,600	D
Employee Stock Option (right to buy)^F1,F3	$15.65	Oct 21, 2016	A	6,400	A	—	Oct 21, 2021	Common Stock	6,400	6,400	I
Employee Stock Option (right to buy)^F1,F3	$15.65	Oct 21, 2016	A	48,600	A	—	Oct 21, 2026	Common Stock	48,600	48,600	I

F1Previous disclosure stated one-third of the option award will vest on October 21, 2017 and in equal 1/36th installments each month thereafter. Notwithstanding the foregoing, one third of the option award vested on October 21, 2017 and the option award has vested and will continue to vest in 1/24th installments each month thereafter.
F2Previous disclosure contained a single grant of 65,000 shares with expiration date of 10/21/2021. Notwithstanding the foregoing, 6,400 of the shares have an expiration date of October 21, 2021, and 58,600 of the shares have an expiration date of October 21, 2026.
F3Previous disclosure contained a single grant of 55,000 shares with expiration date of 10/21/2021. Notwithstanding the foregoing, 6,400 of the shares have an expiration date of October 21, 2021, and 48,600 of the shares have an expiration date of October 21, 2026.