SEC Form 4 · accession 0000892712-16-001725
DULUTH HOLDINGS INC. · DLTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Brenda I Morris
Director
Period of report
Jun 20, 2016
Accepted (ET)
Jun 20, 2016 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001649744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | Jun 20, 2016 | S | 6,250 | $25.55 | D | 3,333 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $25.60, inclusive. The reporting person undertakes to provide Duluth Holdings Inc., any security holder of Duluth Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2Restricted stock granted on November 25, 2015 under the 2015 Equity Incentive Plan of Duluth Holdings Inc. The shares of restricted stock vest one year from the date of grant, on November 25, 2016.