SEC Form 4/A · accession 0000892712-16-001730
DULUTH HOLDINGS INC. · DLTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Brenda I Morris
Director
Period of report
Jun 20, 2016
Accepted (ET)
Jun 23, 2016 · 10:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001649744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | holding | — | — | — | 9,583 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 20, 2016, the reporting person filed a Form 4 reporting a sale of 6,250 shares of Class B Common Stock that was effected in error and was unwound through the broker's error account. As of June 20, 2016, the reporting person owned 9,583 shares of Class B Common Stock.
- F2Includes 3,333 shares of restricted stock granted on November 25, 2015 under the 2015 Equity Incentive Plan of Duluth Holdings Inc. The shares of restricted stock vest one year from the date of grant, on November 25, 2016.